SharePoint legally compliant -

Implementing compliance & document retention correctly

Compliance-Check

Many companies already use Microsoft SharePoint for document storage, but do not yet fully meet key requirements for retention, traceability, and data protection.,

With features such as retention labels, versioning, and clearly defined permissions, SharePoint can be developed into a compliance-compliant document platform—provided these are configured correctly.

What is audit-proof document storage?

An audit-proof storage system ensures that documents are archived completely, traceably, and immutably. This also applies to documents that already exist.

 

Core requirements:

  • Full traceability of all changes
  • Protection against unnoticed manipulation
  • Compliance with retention periods
  • Clear access and permission rules

 

Can SharePoint be audit-proof?

Yes – SharePoint can support these requirements if features such as retention labels, versioning, and permission concepts are used correctly.

 

Important: 

SharePoint is not audit-proof by default—the correct configuration is crucial.

Do you have a compliance gap in SharePoint?

 

Many existing SharePoint environments lack clear rules for retention and document governance. This can lead to legal risks and inefficient processes.

 

Typical signs:

  • Documents are stored indefinitely or deleted manually
  • No use of retention labels
  • Versions are not traceable
  • Unclear access and permission structures
  • No automated approval processes

 

Result: 

These gaps can lead to non-compliance with legal requirements.

 

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Common mistakes in SharePoint & compliance

 

  • Retention labels are not used or configured incorrectly
  • Documents are stored in an unstructured way
  • Permissions grow uncontrollably
  • No clear governance for documents
  • Processes are handled manually

 

Consequence:

High administrative effort and potential compliance risks.

How to make SharePoint audit-proof

 

To make SharePoint audit-proof, document types and requirements are first defined, followed by retention periods and the setup of retention labels. 

In addition, versioning, clear permissions, and automated approval and filing processes ensure structured and compliant document management.

 

Result: 

Structured, traceable, and compliant document management.

The 4 key components

Retention labels (controlling retention)

Retention labels define how long documents are stored and what happens afterward (e.g. deletion or archiving).

Versioning & traceability 

Changes to documents are automatically logged. Previous versions remain available and can be viewed at any time.

Permissions & access 

Clearly defined roles and permissions control who can view, edit, or delete documents.

Automation & workflows 

With Power Automate, approval and filing processes can be standardized and documented.

How TSO-DATA supports implementation

 

We support companies in using SharePoint in a structured and compliant way—from analyzing existing gaps to technical implementation.

 

Services:

  • Analysis of your existing SharePoint environment
  • Definition of retention and governance rules
  • Setup of retention labels
  • Implementation of workflows & automation
  • Integration with Business Central (optional)

Improve SharePoint compliance in a targeted way

Close existing gaps in your SharePoint environment and ensure that documents are managed in compliance with regulations. Request a compliance check now or schedule a consultation.

Andreas Blom

Sales Microsoft SharePoint

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FAQ - Frequently Asked Questions

Audit-proof means that documents are archived in a traceable, immutable, and legally compliant manner.

Retention labels control how long documents are retained and when they are deleted or archived.

No, the required functions must be configured correctly.

Lack of compliance, legal risks, and inefficient document management.